Compliance Star business register
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Web browser (OS agnostic)About Compliance Star
Compliance Star is a technology-enabled compliance platform that enables businesses to control and monitor compliance management, workflow, and monitoring of firms authorized by the Financial Conduct Authority (FCA). Compliance Star allows access for both directly authorized firms who monitor branches or agents – and for principal firms to monitor and supervise their Appointed Representatives (ARs). T Managed by a team of marketing leading compliance experts, the Compliance Star platform is applicable for firms across many sectors of the financial services industry
Strengthened by a calendar-based task management system, allowing for automatic and manual setting of tasks, the platform features include notifying actions, automatically populating deadline...
2 Reviews of Compliance Star
Overall rating
5.00 / 5 stars
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August 2020
Shyam from Davies Group Limited
Company Size: 1,001-5,000 employees
Industry: Insurance
Time Used: Less than 6 months
Review Source: Capterra
Ease-of-use
5.0
Value for money
5.0
Customer support
5.0
Functionality
5.0
August 2020
Fantastic platform to assist with regulatory oversight.
We are able to obtain real-time and accurate information which supports with our oversight.
Pros
Everything is now in one place and it provides a safe and reliable system to record and demonstrate regulatory oversight. This platform brings all of a firms monitoring into one secure platform. Very user friendly and helpful team to get this set up.
Cons
It would be nice to introduce a white label version so we can have our Company branding alongside which helps reinforce to our clients that it is a safe request from our business.
August 2020
Lee from Raisin
Company Size: 11-50 employees
Industry: Banking
Time Used: More than 2 years
Review Source: Capterra
Ease-of-use
4.0
Value for money
5.0
Customer support
5.0
Functionality
5.0
August 2020
Great for governance, training and monitoring a regulated business
Being compliant! This helped without requiring us to re-invent the wheel.
Pros
The software was an integrated tool that allowed us to build out our compliance function without developing other tools, customising another tool, or purchasing expensive software to meet our regulatory requirements. Compliance Star did this for us out of the box.
Cons
Some features were a touch tricky to navigate, or didn't work well in all browsers, but those issues have been resolved now.