About Compliance Star

Compliance Star is a technology-enabled compliance platform that enables businesses to control and monitor compliance management, workflows, and monitoring of firms authorized by the Financial Conduct Authority (FCA). Compliance Star allows access for both directly authorized firms who monitor branches or agents – and for principal firms to monitor and supervise their Appointed Representatives (ARs). T Managed by a team of compliance experts, the Compliance Star platform is applicable for firms across many sectors of the financial services industry

Strengthened by a calendar-based task management system, allowing for automatic and manual setting of tasks, the platform features include notifying actions, automatically populating deadlines into a...


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Supported Operating System(s):

Web browser (OS agnostic)

2 Reviews of Compliance Star

Overall rating

5 / 5 stars

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August 2020

Shyam from Davies Group Limited

Company Size: 1,001-5,000 employees

Industry: Insurance

Time Used: Less than 6 months

Review Source: Capterra


Ease-of-use

5.0

Value for money

5.0

Customer support

5.0

Functionality

5.0

August 2020

Fantastic platform to assist with regulatory oversight.

We are able to obtain real-time and accurate information which supports with our oversight.

Pros

Everything is now in one place and it provides a safe and reliable system to record and demonstrate regulatory oversight. This platform brings all of a firms monitoring into one secure platform. Very user friendly and helpful team to get this set up.

Cons

It would be nice to introduce a white label version so we can have our Company branding alongside which helps reinforce to our clients that it is a safe request from our business.

August 2020

Lee from Raisin

Company Size: 11-50 employees

Industry: Banking

Time Used: More than 2 years

Review Source: Capterra


Ease-of-use

4.0

Value for money

5.0

Customer support

5.0

Functionality

5.0

August 2020

Great for governance, training and monitoring a regulated business

Being compliant! This helped without requiring us to re-invent the wheel.

Pros

The software was an integrated tool that allowed us to build out our compliance function without developing other tools, customising another tool, or purchasing expensive software to meet our regulatory requirements. Compliance Star did this for us out of the box.

Cons

Some features were a touch tricky to navigate, or didn't work well in all browsers, but those issues have been resolved now.