ComplySci
About ComplySci
Most Helpful Reviews for ComplySci
1 - 5 of 18 Reviews
Samantha
Banking, 51-200 employees
Used daily for less than 12 months
OVERALL RATING:
5
EASE OF USE
4
VALUE FOR MONEY
5
CUSTOMER SUPPORT
5
FUNCTIONALITY
5
Reviewed March 2024
Excellent Tool
Just an excellent tool and the support system from inception has been wonderful. No matter what question you may have there are FAQs or a support team.
PROSThe ease of using the system , it allows you to navigate with ease. I really like the notes function which allows you to track which is especially helpful if you need to do a lookback.
CONSSometimes it may time out a bit quickly
Brandon
Financial Services, 10,000+ employees
Used daily for more than 2 years
OVERALL RATING:
5
EASE OF USE
4
VALUE FOR MONEY
5
CUSTOMER SUPPORT
5
FUNCTIONALITY
5
Reviewed January 2022
ComplySci Review
The personal trading review process is done significantly faster because there are less employees to track down for paper statements. ComplySci provides a great platform for tracking the completion of employee compliance questionnaires and any conflicts of interest disclosed therein.
PROSComplySci's customer service is extremely helpful in navigating new features of the platform, which are being developed and rolled out on a regular basis. The number of brokers that feed electronically to ComplySci tremendously reduces the burden of chasing employees for paper statements.
CONSThe integration process can be a bit challenging, especially setting up pre-clearance rules for larger or more complex organizations. Building out certifications can be challenging for first-time administrators.
Pauline
Financial Services, 11-50 employees
Used monthly for less than 2 years
OVERALL RATING:
2
EASE OF USE
1
VALUE FOR MONEY
1
CUSTOMER SUPPORT
1
FUNCTIONALITY
2
Reviewed January 2022
Review
Poor to Fair
PROSIt is a place to automatically keep certifications and compliance records.
CONSIt is very difficult to use with little training available. Most brokers do not feed into the system. Confusion when to use Data Records and when to use Reports to extract the required data.
Reason for choosing ComplySci
Looked good at demo
GUY
Financial Services, 1 employee
Used weekly for less than 2 years
OVERALL RATING:
5
EASE OF USE
5
VALUE FOR MONEY
4
CUSTOMER SUPPORT
5
FUNCTIONALITY
5
Reviewed January 2024
Very Satisfied
Very happy with all the resources provided with my package. Excellent Customer Service
PROSEase of use, and completeness of the product.
CONSThe comany provides everything I need to stay in compliance.
Libby
Investment Management, 2-10 employees
Used daily for less than 2 years
OVERALL RATING:
5
EASE OF USE
4
VALUE FOR MONEY
4
CUSTOMER SUPPORT
5
FUNCTIONALITY
4
Reviewed November 2023
Review as a user and administrator.
Overall, the system is great. However, there is so much optionality with the system, that it can be overwhelming.
PROSThe support team is fabulous!! Each time I call they are helpful and patient.
CONSThe system is very good but sometimes there is too much information that it can be a bit overwhelming. Once you use certain functions a couple of times and get to know the nuances, it's helpful and pretty easy to use.