# COMPLY Software Reviews, Demo & Pricing - 2026

> Review of COMPLY Software: system overview, features, price and cost information. Get free demos and compare to similar programs.

Source: https://www.softwareadvice.com/compliance/complysci-profile

---

[Home](https://www.softwareadvice.com/)

/

[Compliance Software](https://www.softwareadvice.com/compliance/)

/

COMPLY

Software Advice offers objective insights based on verified user reviews and independent product and market research. When our advisors match you to a software provider, we may earn a referral fee.

Overview

[Reviews](https://www.softwareadvice.com/compliance/complysci-profile/reviews/)[Alternatives](https://www.softwareadvice.com/compliance/complysci-profile/alternatives/)

# COMPLY 2026: Benefits, Features & Pricing

Wondering if COMPLY is right for your organization?

Our Compliance Software selection experts can help you in 15 minutes or less.

On this page

-   Overview
    
-   User Interface
    
-   Popular Alternatives
    
-   Pricing and Plans
    
-   Features
    
-   User Reviews
    

## Overview

COMPLY

4.8

[(24)](https://www.softwareadvice.com/compliance/complysci-profile/reviews/)

Pricing

Starting at $3,000.00 per year

### About COMPLY

At ComplySci, we believe advanced compliance technology empowers compliance professionals to transform their business. More than 7,000 customers, including some of the world’s largest financial institutions, rely on ComplySci’s scalable and sophisticated platform to stay ahead of risk and unlock the strategic potential of their compliance data. Our family of firms includes ComplySci, NRS, a ComplySci Company, and illumis, a ComplySci company, and RIA in a Box. Together, we offer a full suite of governance, risk, and compliance (GRC) consulting, technology, managed services, analytics, and outsourcing solutions for the financial services industry. Our regulatory technology solutions help compliance organizations identify, monitor, manage, and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations.

Learn more at complysci.com.

Wondering if COMPLY is right for your organization?

Our Compliance Software selection experts can help you in 15 minutes or less.

## COMPLY User Interface

## Popular COMPLY Alternatives

Main Product

COMPLY

4.8

[(24)](https://www.softwareadvice.com/compliance/complysci-profile/reviews/)

Ratings Breakdown

-   4.33Ease of use
-   4.43Value for money
-   4.83Customer support
-   4.42Functionality

Pricing

Starting at $3000.00 per year

Get Price

Alternative Product

[ManageEngine Network Configuration Manager](https://www.softwareadvice.com/compliance/manageengine-network-configuration-manager-profile/)

4.5

[(289)](https://www.softwareadvice.com/compliance/manageengine-network-configuration-manager-profile/reviews/)

Ratings Breakdown

-   4.49Ease of use
-   4.61Value for money
-   4.53Customer support
-   4.54Functionality

Pricing

Starting at $238.00 per year

Get Price

Alternative Product

[Scrut Automation](https://www.softwareadvice.com/product/514978-Scrut/)

4.9

[(139)](https://www.softwareadvice.com/product/514978-Scrut/reviews/)

Ratings Breakdown

-   4.81Ease of use
-   4.68Value for money
-   4.78Customer support
-   4.68Functionality

Pricing

Available upon request

Get Price

Alternative Product

[Connecteam](https://www.softwareadvice.com/hr/connecteam-profile/)

4.6

[(5256)](https://www.softwareadvice.com/hr/connecteam-profile/reviews/)

Ratings Breakdown

-   4.66Ease of use
-   4.47Value for money
-   4.61Customer support
-   4.53Functionality

Pricing

Starting at $29.00 per month

Get Price

Alternative Product

[MasterControl Quality Excellence](https://www.softwareadvice.com/manufacturing/mastercontrol-profile/)

4.5

[(534)](https://www.softwareadvice.com/manufacturing/mastercontrol-profile/reviews/)

Ratings Breakdown

-   4.14Ease of use
-   4.16Value for money
-   4.48Customer support
-   4.20Functionality

Pricing

Starting at $25000.00 per year

Get Price

Alternative Product

[Paycom](https://www.softwareadvice.com/hr/paycom-profile/)

4.4

[(1281)](https://www.softwareadvice.com/hr/paycom-profile/reviews/)

Ratings Breakdown

-   4.37Ease of use
-   4.26Value for money
-   4.34Customer support
-   4.37Functionality

Pricing

Available upon request

Get Price

## COMPLY Pricing and Plans

Starting price: $3,000.00 per year

Free Trial

Free Version

Basic

$3,000.00

flat rate, per year

No plan information available

Confused about pricing? We've got you covered.

Get a personalized pricing breakdown tailored to your specific needs—no guesswork, no generic estimates.

## COMPLY Features

-   Popular features found in Compliance
    
    Access Controls/Permissions
    
    Archiving & Retention
    
    Audit Trail
    
    Corrective and Preventive Actions (CAPA)
    
    Document Management
    
    Incident Management
    
    Monitoring
    
    Regulatory Reporting
    
    Risk Management
    
    Training Management
    
    Version Control
    
-   More features of COMPLY
    
    Audit Management
    
    Compliance Management
    
    Compliance Tracking
    
    Governance
    
    ISO Compliance
    

## COMPLY User Reviews

Overall Rating

4.8

Ratings Breakdown

5

83%

4

13%

3

0%

2

4%

1

0%

Secondary Ratings

Ease of Use

4.3

Value for money

4.4

Customer support

4.8

Functionality

4.4

AK

Alona K.

Verified reviewer

Financial Services

2-10 employees

Used weekly for more than 2 years

Reviewed November 2024

I love ComplySci!

5

Fantastic. I have been working with ComplySci for years, typically facilitating the organization of the system for broker-dealers as an outsourced consultant and think it's a great product that automates a lot of the administrative compliance tasks.

Ratings Breakdown

5

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

I love the functionality and quick and thorough customer support.

Cons:

Perhaps the difficulty in getting multiple feeds set up with multiple brokers.

Read More

AA

Angela A.

Verified reviewer

Financial Services

2-10 employees

Used weekly for less than 2 years

Reviewed July 2024

A very intuitive, user friendly way to keep track of compliance issues.

5

It's been an enjoyable process working with ComplySci. It keeps me on track with my compliance needs.

Ratings Breakdown

5

Ease of use

4

Value for money

5

Customer support

5

Functionality

Pros:

Calendar and documentation of compliance reviews.

Cons:

A little pricey, and sometimes communicating with support staff is not as efficient as I would like.

Reasons for switching to COMPLY

I needed the documentation features that complysci offers.

Read More

PC

Pauline C.

Verified reviewer

Financial Services

11-50 employees

Used monthly for less than 2 years

Reviewed January 2022

Review

2

Poor to Fair

Ratings Breakdown

1

Ease of use

1

Value for money

1

Customer support

2

Functionality

Pros:

It is a place to automatically keep certifications and compliance records.

Cons:

It is very difficult to use with little training available. Most brokers do not feed into the system. Confusion when to use Data Records and when to use Reports to extract the required data.

Reasons for choosing COMPLY

Looked good at demo

Read More

DB

Donald B.

Verified reviewer

Financial Services

Self-Employed

Used monthly for less than 2 years

Reviewed November 2024

ComplySci support

5

We have utilized the services of ComplySci for over 13 years now. all the representatives are knowledgable, professional and take ownership of any and all issues.

Ratings Breakdown

5

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

The team has always provided exceptional advice and service to my firm. Questions are addressed directly, efficiently and always to my satisfaction.

Cons:

Overall this is the finest service I have utilized. At times some of the compliance work does not apply to my firm but that is quickly overcome.

Read More

JF

Jayme F.

Verified reviewer

Financial Services

Self-Employed

Used monthly for more than 2 years

Reviewed November 2024

Do Not Try to do this on your own!

5

Excellent. A great value for an independent RIA.

Ratings Breakdown

5

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

ComplySci is the "complete package". I couldn't have done this on my own.

Cons:

No complaints. I never felt pressured on missing a date or document, but helpful reminders.

Read More

GP

Garo P.

Verified reviewer

Investment Management

Self-Employed

Used weekly for less than 6 months

Reviewed December 2024

COMPLYSci very helpful

5

Proactive notice, easy scheduling, and patient and helpful expert on the phone with me.

Ratings Breakdown

5

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

Industry expertise, helpful online tools

Cons:

No complaints. Easy process, lots of questions answered.

Read More

ST

Samantha T.

Verified reviewer

Banking

51-200 employees

Used daily for less than 12 months

Reviewed March 2024

Excellent Tool

5

Just an excellent tool and the support system from inception has been wonderful. No matter what question you may have there are FAQs or a support team.

Ratings Breakdown

4

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

The ease of using the system , it allows you to navigate with ease. I really like the notes function which allows you to track which is especially helpful if you need to do a lookback.

Cons:

Sometimes it may time out a bit quickly

Read More

BD

Brandon D.

Verified reviewer

Financial Services

10000+ employees

Used daily for more than 2 years

Reviewed January 2022

ComplySci Review

5

The personal trading review process is done significantly faster because there are less employees to track down for paper statements. ComplySci provides a great platform for tracking the completion of employee compliance questionnaires and any conflicts of interest disclosed therein.

Ratings Breakdown

4

Ease of use

5

Value for money

5

Customer support

5

Functionality

Pros:

ComplySci's customer service is extremely helpful in navigating new features of the platform, which are being developed and rolled out on a regular basis. The number of brokers that feed electronically to ComplySci tremendously reduces the burden of chasing employees for paper statements.

Cons:

The integration process can be a bit challenging, especially setting up pre-clearance rules for larger or more complex organizations. Building out certifications can be challenging for first-time administrators.

Read More

JD

John D.

Verified reviewer

Investment Management

51-200 employees

Used daily for more than 2 years

Reviewed May 2024

Best Compliance Software on the market

5

Ratings Breakdown

5

Ease of use

4

Value for money

5

Customer support

5

Functionality

Pros:

Automating workflows in ComplySci has allowed us to achieve operational alpha and the customer service is incredible.

Cons:

Everything about Complysci is fantastic.

Read More

MK

Milagros K.

Verified reviewer

Financial Services

11-50 employees

Used weekly for more than 2 years

Reviewed July 2021

A real time saver

5

while i cannot compare to other software, i am truly happy with what i am getting.

Ratings Breakdown

5

Ease of use

5

Value for money

5

Customer support

4

Functionality

Pros:

i can enter recurring requests and only need to do so one time. i am beginning to add training presentations and having team respond to questions and certify. employee trading is a breeze to track and you are constantly adding new brokers. support team is great.

Cons:

i cannot easily download individual employee statements when requested by auditing.

Read More

Showing 1 - 10 of 24 Reviews

[See All Reviews](https://www.softwareadvice.com/compliance/complysci-profile/reviews/)

## Other Top Recommended Compliance Software

[VelocityEHS](https://www.softwareadvice.com/compliance/velocityehs-profile/)

**4.4** (85)

Recently recommended **20** times

[Mitratech](https://www.softwareadvice.com/legal/mitratech-profile/)

**0.0** (0)

Recently recommended **11** times

[Intellect QMS AI](https://www.softwareadvice.com/manufacturing/intellect-eqms-profile/)

**4.6** (84)

Recently recommended **9** times

[Resolver](https://www.softwareadvice.com/pci-compliance/grc-cloud-profile/)

**4.4** (79)

Recently recommended **8** times

Stuck Between Options?

Our experts can help you compare COMPLY with other top options, so you can find the best fit for your needs.

## See what companies are saying about Software Advice