Just an excellent tool and the support system from inception has been wonderful. No matter what question you may have there are FAQs or a support team.

The ease of using the system , it allows you to navigate with ease. I really like the notes function which allows you to track which is especially helpful if you need to do a lookback.

Sometimes it may time out a bit quickly

The personal trading review process is done significantly faster because there are less employees to track down for paper statements. ComplySci provides a great platform for tracking the completion of employee compliance questionnaires and any conflicts of interest disclosed therein.

ComplySci's customer service is extremely helpful in navigating new features of the platform, which are being developed and rolled out on a regular basis. The number of brokers that feed electronically to ComplySci tremendously reduces the burden of chasing employees for paper statements.

The integration process can be a bit challenging, especially setting up pre-clearance rules for larger or more complex organizations. Building out certifications can be challenging for first-time administrators.

Poor to Fair

It is a place to automatically keep certifications and compliance records.

It is very difficult to use with little training available. Most brokers do not feed into the system. Confusion when to use Data Records and when to use Reports to extract the required data.

Very happy with all the resources provided with my package. Excellent Customer Service

Ease of use, and completeness of the product.

The comany provides everything I need to stay in compliance.

Overall, the system is great. However, there is so much optionality with the system, that it can be overwhelming.

The support team is fabulous!! Each time I call they are helpful and patient.

The system is very good but sometimes there is too much information that it can be a bit overwhelming. Once you use certain functions a couple of times and get to know the nuances, it's helpful and pretty easy to use.

These are check the box solutions for our mutual clients. Being a small registered entity these days and stay compliant can be daunting..

It is very hard to match their support. Often time I find myself talking to the same person, which is very encouraging.

Because I don't use it daily, it can be a bit challenging to remember all the functionality.

Very comfortable.

The ease of navigating through different program for daily monitoring purposes.

The software can improve in the area where returning to a previous page will take you to where you left off rather than refreshed page where I have to search again for where I left.

The onboarding team was great to work with. We have a complex setup and they were with us each step of the way. Now that we have onboarded they didn't leave us hanging. We have a success manager we meet with regularly. They listen to our suggested system enhancements. Any issues are resolved quickly and we are kept informed.

Robust reporting, certifications functionality

Preclearance vs. self reporting understanding at the beginning coming from SCT.

8/10

I like that it is all housed in one place for our compliance needs

its not completely editable. There are some things like simple words that cant be changed.

I have said it many times We have the best relationship manager and support is fantastic.

Onboarding and Direct feed. Very easy to use. I was not with AIMCo when ComplySci was deployed but i would imagine it was a seamless integration with our existing applications.

There is still some work around pre-clearance option and flagging of accounts that involved users that have been "retired". I will be working with the team on these.

ComplySci has been helpful to ensure we are collecting the data we need in a central repository, where we can easily produce records as needed to meet our ongoing obligations.

Easy for users to add accounts, submit pre-clearance requests, view their records, etc.

Tricky and sometimes difficult to navigate certification management and reviewing existing certifications; not super intuitive with the different options

Easy to roll out policies and procedures and administer certifications

Setup for broker feeds is very time consuming. I wish there was a paid service that COmplySci could offer to handle the follow up with all brokers

overall it does its job to comply with government regulations

I like how easy it is to run reports. a preclearance approval process is set u an easy way done. like how system helps you to customise

it doe not have a two-level approval system. for example if pre-clearance needs to be approved it has to go two-level approval process based on company policy. Complyscy does not have two-level approval system

For the most part ComplySci does the job but still needs upgrades as previously mentioned and brought up by members of my team and I.

It's tracking feature for trade requests, certifications, data feeds and employee details.

The many discrepancies and holes that can be found on a day to day basis.

while i cannot compare to other software, i am truly happy with what i am getting.

i can enter recurring requests and only need to do so one time. i am beginning to add training presentations and having team respond to questions and certify. employee trading is a breeze to track and you are constantly adding new brokers. support team is great.

i cannot easily download individual employee statements when requested by auditing.

ComplySci is our first and only compliance software. It has been a great addition to our compliance program and has helped streamline many compliance tasks like political contribution, personal trading reporting, and our compliance certifications.

ComplySci makes compliance certifications easy and the customer support is quick and efficient.

That there are many asset managers who don't yet use the personal trading data stream feature.

Very positive, great support

The product is very easy to use, I like the features to track employee certifications the most.

I do not have any complaints about this product.

Easy to use and understand, new to the company and to software such as this.

Receiving an email for every item completed - would prefer to only receive them when there is an action required.