RegEd 2026: Benefits, Features & Pricing

RegEd is a comprehensive compliance management solution that helps financial services firms manage requirements from various regulators. The software caters to a range of industries, such as financial services firms, broker-dealers, insurance companies, registered investment advisers, and banking institutions.

RegEd's enterprise software offers capabilities to help automate and streamline critical compliance processes. This includes advertising review to speed time to market, branch audit management to plan, schedule, and report on inspections, complaint management to systematically capture and resolve issues, and compliance questionnaires to initiate, distribute, and track required surveys. The solution also integrates with existing representative data to streamline certain compliance tasks, such as managing gifts and contributions, overseeing outside business activities, and automating personal securities account supervision.

Additionally, RegEd provides a workflow-enabled regulatory change management solution. This helps firms stay aware of, compliant with, and able to demonstrate adherence to relevant regulatory updates. The platform also delivers comprehensive capabilities t...