Compliance Star 2026: Benefits, Features & Pricing

Compliance Star is a technology-enabled compliance platform that enables businesses to control and monitor compliance management, workflows, and monitoring of firms authorized by the Financial Conduct Authority (FCA). Compliance Star allows access for both directly authorized firms who monitor branches or agents – and for principal firms to monitor and supervise their Appointed Representatives (ARs). T Managed by a team of compliance experts, the Compliance Star platform is applicable for firms across many sectors of the financial services industry

Strengthened by a calendar-based task management system, allowing for automatic and manual setting of tasks, the platform features include notifying actions, automatically populating deadlines into a calendar, issuing reminders and the monitoring of tasks for completion.

The platform enables comprehensive tracking of internal regulatory processes, ultimately reducing compliance and administrative burden. It provides up-to-date, single-point data access and the ability to turn this data into reports required by the FCA and evidence robust compliance arrangements and controls.

Management information is also available to faci...